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Minimum Allele Frequency (Minimum Frequency Ceiling)

Definition

A conservative lower bound applied when an allele is absent or very rare in the database, to prevent an artificially inflated match probability statistic. Common values are 5/2N (where N is the database size) or a fixed floor such as 0.001 (one in a thousand).

Common formula
5/2N, where N is the database sample size
Typical fixed floor
0.001 (one in a thousand)
Purpose
Prevents an artificially inflated match probability
Applies to
Alleles absent or very rare in the reference database

Common questions

Why not just use the observed frequency of zero for an unseen allele?+

A zero or near-zero observed frequency would make the calculated match probability implausibly small, overstating the strength of the DNA evidence. The ceiling substitutes a conservative, defensible minimum so the statistic cannot be inflated by database sampling limits.

Does the ceiling favour the prosecution or the defence?+

It favours the defence. Using a floor larger than the true, unknown rare-allele frequency makes the reported match probability more conservative, that is, less impressive, than an uncapped calculation might produce.

Is the ceiling applied to every allele in a profile?+

No, only to alleles that are absent or observed at very low counts in the relevant population database. Common alleles use their directly observed database frequency without adjustment.

Related terms

Allele Frequency
The proportion of a specific allele variant at a given genetic locus in a defined population. Forensic match probability calculations multiply the...
Hardy-Weinberg Equilibrium (HWE)
The expected genotype frequency in a large, randomly mating population with no selection, mutation, or migration. Under HWE, the frequency of a...
Population Substructure
The condition in which allele frequencies differ systematically between subgroups within a nominally single population. Substructure means that individuals within a subgroup...
Reference Population Database
A curated collection of allele frequencies or feature measurements from a defined population, used to estimate the probability that a randomly chosen...
Theta Correction (FST or Coancestry Coefficient)
A statistical adjustment applied to DNA match probability calculations to account for expected allele-sharing within subpopulations due to substructure. A theta value...

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