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Control environment

Definition

The set of organisational policies, procedures, and cultural attitudes that collectively determine how much opportunity a fraudster has. Weak controls, missing segregation of duties, and absent oversight directly create opportunity.

Related terms

Fraud diamond
The four-element extension of the fraud triangle proposed by Wolfe and Hermanson (2004), adding capability to pressure, opportunity, and rationalization. Capability focuses...
Management override
The capacity of senior management to circumvent controls they themselves designed or approved, a particularly dangerous form of opportunity that audit and...
Non-shareable financial problem
Cressey's original phrase for what is now called pressure or incentive. The problem is non-shareable because the person believes they cannot disclose...
Occupational fraud
The use of one's occupation for personal enrichment through the deliberate misuse or misapplication of the employing organisation's resources or assets. Cressey's...
Rationalization
The internal justification that allows a person to commit fraud while maintaining a self-image as an honest individual. Common forms include 'I...

Explained in

  • The Fraud Triangle and Cressey's ModelThe set of organisational policies, procedures, and cultural attitudes that collectively determine how much opportunity a fraudster has. Weak controls, missing...

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