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Gatekeeping

Definition

The judicial function, codified in the United States by Daubert v. Merrell Dow Pharmaceuticals (1993) and Federal Rule of Evidence 702, of assessing the reliability and relevance of proposed expert evidence before it reaches the jury. The judge acts as gatekeeper, not the jury.

Who applies gatekeeping
Trial judges
Standard test
Daubert and FRE 702
Judge's role
Filter (active screener), not referee between competing experts
What the judge evaluates
Reliability of the expert's basis, not correctness of the opinion

Common questions

What is gatekeeping in a trial?+

Gatekeeping is the trial judge's responsibility to screen expert evidence before it reaches the jury. Under Daubert and FRE 702, the judge acts as a filter to check whether an expert's basis for their opinion is reliable enough to be heard. The goal is to keep out evidence with a weak foundation, even if the expert's conclusion might sound reasonable.

Doesn't the judge decide whether the expert is right?+

No. The judge's gatekeeping role is to screen reliability, not to rule on whether the expert is correct. The judge asks: is this basis sound enough to present? The jury then hears the evidence and decides which expert to believe.

What makes evidence 'reliable enough' to pass through the gate?+

Under Daubert, the judge evaluates whether the foundation for the expert's opinion is solid. The threshold is reliability of the basis, not whether the expert's conclusion turns out to be correct.

Related terms

Daubert Standard
The US federal evidentiary standard (Daubert v. Merrell Dow Pharmaceuticals, 1993) requiring that expert testimony be based on scientifically valid methods with...
FRE 702
Federal Rule of Evidence 702, the US statutory basis for expert testimony admissibility. Amended in 2000 and again in 2023 to reflect...
Frye Standard
The US legal test for admissibility of scientific evidence, originating from Frye v. United States (1923), which required that a technique be...
Accreditation
Formal recognition by a standards body (such as UKAS in the UK, A2LA in the US, or NABL in India) that a...
Admissibility
Whether a piece of evidence is permitted to be placed before the fact-finder at all. Admissibility is a threshold question, decided by...
Bharatiya Sakshya Adhiniyam
India's Evidence Act 2023, which replaced the Indian Evidence Act 1872. Section 39 (replacing former s.45) governs the relevance of expert opinion...
Bharatiya Sakshya Adhiniyam 2023 (BSA)
India's current evidence statute, which replaced the Indian Evidence Act 1872. Section 63 of the BSA governs electronic records and requires a...
Competence
The duty to opine only within the expert's validated area of expertise, using methods that are scientifically sound and, in most jurisdictions,...
Corroboration
The practice of confirming an observed attacker action by finding evidence of the same action in at least two independent data sources,...
Disclosure Duty
The obligation to report all material findings, including those that undermine the instructing party's position. Negative results, method limitations, known error rates,...
Duty to the Court
The obligation of expert witnesses in UK proceedings (and, to varying degrees, in other jurisdictions) to assist the court with objective, unbiased...
General Acceptance (Frye Standard)
The admissibility rule from Frye v. United States (DC Cir. 1923) requiring a technique to be generally accepted in the relevant scientific...

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