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Facilitation Payment

Definition

A small payment to a government official to expedite a routine official action. The FCPA exempts such payments; the UK Bribery Act does not. Most compliance programs prohibit them regardless of local law.

Purpose
Expedite a routine official action
FCPA treatment
Exempted
UK Bribery Act treatment
Not exempted
Corporate policy norm
Most compliance programs prohibit them regardless of local law

Common questions

Why do compliance programs ban facilitation payments even where FCPA would allow them?+

A company operating internationally is typically subject to multiple anti-bribery regimes at once, including the UK Bribery Act which has no facilitation payment exception, so a blanket internal ban avoids the complexity of tracking which jurisdiction's rules apply to a given payment and reduces overall legal exposure.

How does an investigator distinguish a facilitation payment from a bribe?+

The key distinction is that a facilitation payment is meant only to speed up an official's performance of a duty they were already obligated to perform, such as processing a permit, whereas a bribe is meant to influence a discretionary decision or obtain an improper advantage the official would not otherwise grant.

Related terms

Adequate Procedures
The defence to the Section 7 corporate offence under the UK Bribery Act. A commercial organisation must show it had in place...
Deferred Prosecution Agreement (DPA)
An agreement between a prosecutor and a company in which criminal charges are filed but prosecution is deferred in exchange for cooperation,...
Foreign Corrupt Practices Act (FCPA)
A US federal statute that prohibits US-listed companies, their officers, and agents from bribing foreign government officials. Applies extraterritorially, meaning the conduct...
OECD Anti-Bribery Convention
The 1997 OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, requiring its 44 signatories to criminalise active...
UK Bribery Act 2010
A UK statute that criminalises both public and private sector bribery, covers any person (not only government officials), and creates a strict-liability...

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