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Beneficial ownership

Definition

The natural person(s) who ultimately own or control a legal entity or arrangement, or on whose behalf a transaction is conducted. FATF Recommendation 10 requires financial institutions to identify and verify beneficial ownership. Shell company structures that obscure beneficial ownership are a primary money laundering typology.

Related terms

Customer due diligence (CDD)
The process of identifying and verifying the identity of a customer and their beneficial owner, understanding the purpose of the business relationship,...
FATF Recommendations
The 40 international standards issued by the Financial Action Task Force that set out the measures countries should implement to prevent money...
Mutual Evaluation Report (MER)
An assessment of a country's compliance with the FATF Recommendations, conducted by FATF-style regional bodies or by FATF itself. Published publicly. Identifies...
Suspicious activity report (SAR)
A disclosure filed with the financial intelligence unit when a reporting entity knows, suspects, or has reasonable grounds to suspect that a...
Transaction monitoring system (TMS)
An automated system that screens transaction data against a library of typologies and thresholds to generate alerts for potential money laundering. A...

Explained in

  • AML Compliance Audits and FATF StandardsThe natural person(s) who ultimately own or control a legal entity or arrangement, or on whose behalf a transaction is conducted. FATF Recommendation 10 requir...

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